Welcome to the course!
How to complete this course - Please read in full!
Module 1: An introduction to the FCA and its expectations of authorised firms
Module 1: Quiz - pass mark 80%
Module 2: How the FCA monitors firms, and the consequences of getting it wrong
Module 2: Quiz - pass mark 80%
Module 3: Treating customers fairly and the care of vulnerable customers
Module 3: Quiz - pass mark 80%
Module 4: SM&CR The Individual Conduct Rules
Copy of Download your Individual Conduct Rules "personal commitments" form!
Module 4: Quiz - pass mark 80%
Module 5: Pre and Post Contract Responsibilities and "adequate explanations"
Module 5: Quiz - pass mark 80%
Module 6: Financial crime - Bribery, Corruption and Money Laundering.
Module 6: Quiz - pass mark 80%
Module 7: Whistleblowing
Module 7: Quiz - pass mark 80%
Module 8: General Data Protection Regulation
Module 8: Quiz - pass mark 80%
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