Course 4: SM&CR – Senior Manager Conduct Rules
This module is aimed at Senior Managers subject to the SM&CR regime and looks specifically at how the FCA expects you to conduct yourself in the management and oversight of your authorised firm.
Course curriculum
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Course 4: SM&CR – Senior Manager Conduct Rules
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Welcome to the course!
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How to complete this course - Please read in full!
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Module 1: An introduction to The Individual Conduct Rules for Senior Managers
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Module 1: Quiz - pass mark 80%
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Your course feedback please
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